Global Wealth Securities Backed Lending Compliance and Global Wealth Deposits and Lending Operational Risk Management (Hybrid)
Publicado en www.sonicjobs.com 26 jun 2025
Serves as a senior compliance and operational risk manager for Global Wealth Securities Backed Lending (SBL) Independent Compliance Risk Management (ICRM) and Global Wealth Deposits and Lending Operational Risk Management (ORM). Responsible for executing Citi’s ICRM risk framework activities relevant to Wealth SBL and ORM risk framework activities relevant to Deposits and Lending business products offered globally. Activities include establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation, as well as design and delivery of a risk management framework that maintains risk levels within the firm's risk appetite and protects the franchise. In addition, establishes and oversees the application of ORM policies, technology and tools, and program governance processes to create lasting solutions for minimizing losses from failed internal processes, inadequate controls, and emerging risks for Global Wealth Deposits and Lending businesses. Responsibilities include providing compliance product coverage to Global Wealth SBL business, compliance guidance on SBL rules and regulations, establishing and overseeing operational risk policies and governance, directing design and delivery of compliance programs, providing oversight and guidance on complex issues, representing Citi on regulatory and operational risk matters, supporting compliance and ORM reviews, assisting in training development, monitoring regulatory developments, analyzing impact of regulatory changes, establishing policies and controls, assessing compliance and operational risks, participating in industry groups, and additional duties as assigned. Qualifications include strong diligence, collaboration, communication skills, knowledge of lending compliance laws and regulations, experience in compliance and operational risk programs, ability to analyze and resolve complex issues, leadership skills, experience with control functions and regulators, negotiation skills, and subject matter expertise in securities backed financing and wealth securities backed finance lending. Education required is a Bachelor’s degree with experience in compliance, legal or control-related functions; advanced degree preferred.
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