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SVP, Compliance Product Sr Officer - Swap Dealer Compliance - C14

Uruguay
Citi

Publicado en www.sonicjobs.com 14 abr 2025

The Swap Dealer Compliance Senior Vice President will serve as a key contributor on the team responsible for coordinating Citi’s global Swap Dealer and Security-Based Swap Dealer Independent Compliance Risk Management (ICRM) program. The individual will serve as a senior swap dealer compliance risk officer for (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise. In addition, the individual will engage with the ICRM product and function coverage teams, in order to partner to develop and apply ICRM program solutions that meet the swap dealers’ and customer needs in a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating to operations, financial requirements, and guidance on the supported swap dealers and the associated regulatory rules/laws and interpretation on internal policies and procedures.

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